Custody and Clearing
Custody and Clearing
Advisory Investor Services (AIS) provides advice for investments held in virtually any custodian bank. However, there are several “preferred” custodians we work with as well.
Preferred Custodians Depending on Client Preferences and Needs
Pershing - Bank of New York Mellon
BNY Mellon | Pershing is a leading provider of clearing and custody services. Click here for more information.
IMPORTANT NOTICE
You are now leaving the Advisory Investor Services LLC Website and will be entering the BNY Mellon | Pershing ("Pershing") Website.
Pershing is a registered broker-dealer, and is not affiliated with Advisory Investor Services LLC. Advisory Investor Services LLC is independently owned and operated. Pershing neither endorses nor recommends Advisory Investor Services LLC. Regardless of any referral or recommendation, Pershing does not endorse or recommend the investment strategy of any advisor. Pershing has agreements with Advisory Investor Services LLC under which Pershing provides Advisory Investor Services LLC with services related to your account. Pershing does not review the Advisory Investor Services LLC Website, and makes no representation regarding the content of the Website.
The information contained in the Advisory Investor Services LLC Website should not be considered to be either a recommendation by Pershing or a solicitation of any offer to purchase or sell any securities.
Charles Schwab
You may select Charles Schwab & Co., Inc. or another brokerage firm to custody your assets and effect transactions on your account. Charles Schwab & Co, Inc. (“Schwab”) has more than 30 years of experience serving independent advisors. Schwab was a pioneer in the business of exclusively serving independent, fee-based investment advisors and their clients. As a registered broker-dealer and a member of the Securities Investor Protection Corporation (SIPC), Schwab is subject to certain regulations intended to protect assets held in brokerage accounts maintained at Schwab. 1
IMPORTANT NOTICE
You are now leaving the Advisory Investor Services LLC Website and will be entering the Charles Schwab & Co., Inc. ("Schwab") Website.
Schwab is a registered broker-dealer, and is not affiliated with Advisory Investor Services LLC. Advisory Investor Services LLC is independently owned and operated. Schwab neither endorses nor recommends Advisory Investor Services LLC . Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor. Schwab has agreements with Advisory Investor Services LLC under which Schwab provides Advisory Investor Services LLC with services related to your account. Schwab does not review the Advisory Investor Services LLC Website, and makes no representation regarding the content of the Website.
The information contained in the Advisory Investor Services LLC Website should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.”
Interactive Brokers
Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including Advisory Investor Services, LLC. Interactive Brokers provides execution and clearing services to customers. 2
For more information regarding Interactive Brokers, please visit:
IMPORTANT NOTICE
You are now leaving the Advisory Investor Services LLC Website and will be entering the Interactive Brokers LLC ("Interactive Brokers") Website.
Interactive Brokers is a registered broker-dealer, and is not affiliated with Advisory Investor Services LLC. Advisory Investor Services LLC is independently owned and operated. Interactive Brokers neither endorses nor recommends Advisory Investor Services LLC. Regardless of any referral or recommendation, Interactive Brokers does not endorse or recommend the investment strategy of any advisor. Interactive Brokers has agreements with Advisory Investor Services LLC under which Interactive Brokers provides Advisory Investor Services LLC with services related to your account. Interactive Brokers does not review the Advisory Investor Services LLC Website, and makes no representation regarding the content of the Website.
The information contained in the Advisory Investor Services LLC Website should not be considered to be either a recommendation by Interactive Brokers or a solicitation of any offer to purchase or sell any securities.